Principal Financial Group
United States or Des Moines or Raleigh or Charlotte
Assistant Director-Compliance (Retirement, Securities Product Underwriting & Securities Wholesale Distribution)
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Apply to Assistant Director-Compliance (Retirement, Securities Product Underwriting & Securities Wholesale Distribution) at Principal Financial GroupJob details
- Location
- United States or Des Moines or Raleigh or Charlotte
- Work type
- Hybrid
- Compensation
- $127,000 - $171,000/yr
- Posted
- Jun 18, 2026
- Apply on
- careers.principal.com
About this role
Bachelor's degree required, 8+ years relevant experience; JD or MBA may substitute for some experience. Extensive compliance knowledge, retirement/insurance/wholesale distribution experience preferred; strong leadership, communication, and analytical skills. FINRA series 7, 24 and state 65/66 preferred.
What you'll do at Principal Financial Group:
- leading staff
- developing policy
- assessing risk
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