Vanguard
Texas or Dallas or Charlotte or Malvern or Scottsdale
Brokerage Program Compliance Specialist
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Apply to Brokerage Program Compliance Specialist at VanguardJob details
- Location
- Texas or Dallas or Charlotte or Malvern or Scottsdale
- Work type
- Hybrid
- Posted
- 1 week ago
- Apply on
- vanguard.wd5.myworkdayjobs.com
About this role
3+ years Broker/Dealer experience, undergraduate degree or equivalent, Series 7 (or obtain within 120 days), regulatory/compliance experience preferred, presentation and records coordination skills.
What you'll do at Vanguard:
- creating procedures
- coordinating records
- preparing presentations
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