Regions
Birmingham or Charlotte or Atlanta
Capital Markets Compliance Function Manager- Municipal Securities
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Apply to Capital Markets Compliance Function Manager- Municipal Securities at RegionsJob details
- Location
- Birmingham or Charlotte or Atlanta
- Work type
- Onsite
- Compensation
- $155,977 - $211,040/yr
- Posted
- 1 week ago
- Apply on
- regions.wd5.myworkdayjobs.com
About this role
Bachelor's in business,10 years compliance/QA/audit experience,5 years capital markets compliance,proficiency in Microsoft Office,strong communication and organizational skills; FINRA licenses preferred.
What you'll do at Regions:
- conducting reviews
- advising leadership
- monitoring compliance
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