Asset & Wealth Management
New York, New York
Compliance, GBM Public Compliance -Equities, Prime Services, Associate
Job details
- Location
- New York, New York
- Work type
- Onsite
- Posted
- Apr 9, 2026
- Apply on
- hdpc.fa.us2.oraclecloud.com
About this role
Bachelor’s degree; 2+ years in compliance/legal/regulatory or financial services; knowledge of broker-dealers and related regulations; strong communication; regulatory project experience.
What you'll do at Asset & Wealth Management:
- Provide day-to-day compliance coverage
- Advise on regulatory compliance
Apply to this Compliance, GBM Public Compliance -Equities, Prime Services, Associate role at Asset & Wealth Management with a tailored resume on ApplyBolt.