Asset & Wealth Management
New York, New York
Compliance - GBM Public Electronic Trading Compliance, Vice President - New York
Job details
- Location
- New York, New York
- Work type
- Onsite
- Posted
- Apr 1, 2026
- Apply on
- hdpc.fa.us2.oraclecloud.com
About this role
Undergraduate degree; 3+ years in risk management, electronic trading, or trading technology; knowledge of broker-dealer regulatory compliance (FINRA/NYSE/SEC); strong communication; ability to work with senior management.
What you'll do at Asset & Wealth Management:
- Provide governance
- Assess risk
- Coordinate reviews
Apply to this Compliance - GBM Public Electronic Trading Compliance, Vice President - New York role at Asset & Wealth Management with a tailored resume on ApplyBolt.