Gusto, Inc.
Denver or New York City or San Francisco
Compliance Lead, Broker-Dealer & Investment Adviser
Job details
- Location
- Denver or New York City or San Francisco
- Work type
- Hybrid
- Compensation
- $149,785 - $202,210/yr
- Posted
- May 1, 2026
- Apply on
- job-boards.greenhouse.io
About this role
7+ years compliance at FINRA-registered broker-dealer and SEC-registered investment adviser; licenses SIE, Series 7, Series 24; experience with regulatory filings and AI governance.
What you'll do at Gusto, Inc.:
- Own program
- Lead filings
- Supervise AI
Apply to this Compliance Lead, Broker-Dealer & Investment Adviser role at Gusto, Inc. with a tailored resume on ApplyBolt.