Asset & Wealth Management
New York, New York
Compliance - New York - Associate, Regulatory Compliance - 9338281
Job details
- Location
- New York, New York
- Work type
- Onsite
- Compensation
- $89,000 - $157,000/yr
- Posted
- Apr 20, 2026
- Apply on
- hdpc.fa.us2.oraclecloud.com
About this role
Bachelor’s degree in Finance, Taxation, Accounting, Business Analytics, Legal or related field; 3 years in compliance, auditing, testing; knowledge of FINRA/SEC rules; experience in financial services.
What you'll do at Asset & Wealth Management:
- evaluate risks
- document results
- communicate findings
Apply to this Compliance - New York - Associate, Regulatory Compliance - 9338281 role at Asset & Wealth Management with a tailored resume on ApplyBolt.