Asset & Wealth Management
San Francisco, California
Compliance, Private Wealth Management (PWM), Associate, San Francisco
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- Location
- San Francisco, California
- Work type
- Onsite
- Posted
- May 22, 2026
- Apply on
- hdpc.fa.us2.oraclecloud.com
About this role
Bachelor’s degree; 3-5 years in financial regulatory compliance; strong interpersonal and written/verbal communication; Series 7, 63, 9, 10 or willingness to obtain.
What you'll do at Asset & Wealth Management:
- Monitor surveillance
- Assess product suitability
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