Candidate Experience Site - Lateral
Dallas, Texas
Compliance-The Core Compliance, Associate, Dallas
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Apply to Compliance-The Core Compliance, Associate, Dallas at Candidate Experience Site - LateralJob details
- Location
- Dallas, Texas
- Work type
- Onsite
- Posted
- 1 week ago
- Apply on
- hdpc.fa.us2.oraclecloud.com
About this role
3+ years compliance or related control function experience in a broker-dealer/financial institution; knowledge of securities/derivatives operations and US regulations; strong communication, analytical, and tech skills.
What you'll do at Candidate Experience Site - Lateral:
- advising divisions
- conducting surveillance
- drafting policies
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