Candidate Experience Site - Lateral
Dallas, Texas

Compliance-The Core Compliance, Associate, Dallas

OnsitePosted 1 week ago

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Job details

Location
Dallas, Texas
Work type
Onsite
Posted
1 week ago
Apply on
hdpc.fa.us2.oraclecloud.com

About this role

3+ years compliance or related control function experience in a broker-dealer/financial institution; knowledge of securities/derivatives operations and US regulations; strong communication, analytical, and tech skills.

What you'll do at Candidate Experience Site - Lateral:

  • advising divisions
  • conducting surveillance
  • drafting policies

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About Candidate Experience Site - Lateral

Candidate Experience Site - Lateral
Dallas, Texas