Integritymarketing
Urbandale, Iowa

Deputy CCO

OnsitePosted 4 days ago

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Job details

Location
Urbandale, Iowa
Work type
Onsite
Posted
4 days ago
Apply on
integritymarketing.wd1.myworkdayjobs.com

About this role

10+ years broker-dealer and investment adviser compliance experience; deep knowledge of SEC, FINRA, MSRB, Investment Advisers Act; leadership of compliance programs; required securities registrations (Series 7, 24, 63/65 or 66; Series 4, 14, 53 within six months).

What you'll do at Integritymarketing:

  • designing programs
  • managing risk
  • training staff

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About Integritymarketing

Integritymarketing
Urbandale, Iowa