Integritymarketing
Urbandale, Iowa
Deputy CCO
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Apply to Deputy CCO at IntegritymarketingJob details
- Location
- Urbandale, Iowa
- Work type
- Onsite
- Posted
- 4 days ago
- Apply on
- integritymarketing.wd1.myworkdayjobs.com
About this role
10+ years broker-dealer and investment adviser compliance experience; deep knowledge of SEC, FINRA, MSRB, Investment Advisers Act; leadership of compliance programs; required securities registrations (Series 7, 24, 63/65 or 66; Series 4, 14, 53 within six months).
What you'll do at Integritymarketing:
- designing programs
- managing risk
- training staff
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