Cetera Financial Group Inc
Dallas, Texas
Deputy Chief Compliance Officer, Broker Dealer Compliance
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Apply to Deputy Chief Compliance Officer, Broker Dealer Compliance at Cetera Financial Group IncJob details
- Location
- Dallas, Texas
- Work type
- Hybrid
- Compensation
- $161,000 - $221,000/yr
- Posted
- May 22, 2026
- Apply on
- ebhu.fa.us2.oraclecloud.com
About this role
Bachelor’s degree; 8+ years broker-dealer compliance; FINRA Series 7, 24; strong risk, policy, and governance experience; leadership; MS Office and Salesforce preferred; ability to work under pressure
What you'll do at Cetera Financial Group Inc:
- Manage activities
- Coordinate updates
- Ensure alignment
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