Td
New York, New York
Director, Equities Compliance Advisory - TD Securities (US)
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Apply to Director, Equities Compliance Advisory - TD Securities (US) at TdJob details
- Location
- New York, New York
- Work type
- Onsite
- Compensation
- $200,000 - $225,000/yr
- Posted
- 6 days ago
- Apply on
- td.wd3.myworkdayjobs.com
About this role
Extensive equities compliance advisory experience supporting sales and trading, strong knowledge of securities laws/SRO rules, 7+ years related experience, excellent communication and regulatory decision-making skills.
What you'll do at Td:
- advising business
- conducting testing
- managing compliance
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