iCapital
New York City or Salt Lake City or Greenwich
ETF & 1940 Act Registered Funds Compliance Officer, Vice President
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Apply to ETF & 1940 Act Registered Funds Compliance Officer, Vice President at iCapitalJob details
- Location
- New York City or Salt Lake City or Greenwich
- Work type
- Hybrid
- Compensation
- $125,000 - $155,000/yr
- Posted
- Apr 30, 2026
- Apply on
- job-boards.greenhouse.io
About this role
10+ years of financial services compliance; ETFs and 1940 Act funds; knowledge of major U.S. securities laws; Rule 38a-1, Rule 206(4)-7; SEC, FINRA, NFA/CFTC familiarity; Series 7/24 preferred.
What you'll do at iCapital:
- Oversee compliance programs
- Advise on product structuring
- Monitor regulatory developments
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