Pnc
Pittsburgh or Bellaire or Bridgewater or Raleigh or Birmingham or Dallas or Cleveland or Ann Arbor or Orlando or Phoenix or Charlotte or Cherry Hill or Jacksonville or Columbus or Miami
FINRA Supervisory Specialist Senior - PNC Wealth Management
Job details
- Location
- Pittsburgh or Bellaire or Bridgewater or Raleigh or Birmingham or Dallas or Cleveland or Ann Arbor or Orlando or Phoenix or Charlotte or Cherry Hill or Jacksonville or Columbus or Miami
- Work type
- Onsite
- Compensation
- $55,000 - $157,300/yr
- Posted
- 3 weeks ago
- Apply on
- pnc.wd5.myworkdayjobs.com
About this role
Oversee supervision, trade review, and new accounts for Financial Advisors; ensure compliance with securities and insurance regulations; escalate and resolve issues; provide training and guidance.
What you'll do at Pnc:
- supervise advisors
- review trades
- review accounts
Apply to this FINRA Supervisory Specialist Senior - PNC Wealth Management role at Pnc with a tailored resume on ApplyBolt.