Keybank
Cleveland, Ohio

KBCM Compliance Control Room

Hybrid$96,000 - $181,000/yrPosted 1 week ago

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Job details

Location
Cleveland, Ohio
Work type
Hybrid
Compensation
$96,000 - $181,000/yr
Posted
1 week ago
Apply on
keybank.wd5.myworkdayjobs.com

About this role

Bachelor's degree required; 3+ years compliance/legal/control-room experience in broker-dealer or investment bank; working knowledge of federal securities laws and FINRA rules; familiarity with MNPI, watch/restricted lists; strong analytical and communication skills.

What you'll do at Keybank:

  • maintaining watchlists
  • reviewing conflicts
  • conducting surveillance

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About Keybank

Keybank
Cleveland, Ohio