Wells Fargo
Charlotte or Saint Louis or West Des Moines
Lead Compliance Officer - PAD
Job details
- Location
- Charlotte or Saint Louis or West Des Moines
- Work type
- Onsite
- Posted
- 1 week ago
- Apply on
- wf.wd1.myworkdayjobs.com
About this role
5+ years of compliance experience; must obtain SIE and FINRA Series 7 or 79 within 12 months; leadership role in Personal Account Dealing (PAD) program.
What you'll do at Wells Fargo:
- oversee controls
- lead attestation
- coordinate stakeholders
Apply to this Lead Compliance Officer - PAD role at Wells Fargo with a tailored resume on ApplyBolt.