Rsm
Philadelphia or Indianapolis or Dallas or Atlanta or Tampa or Cleveland or Edison or Charlotte or St. Louis
Manager – Securities Compliance QA (Global Banking )
Job details
- Location
- Philadelphia or Indianapolis or Dallas or Atlanta or Tampa or Cleveland or Edison or Charlotte or St. Louis
- Work type
- Onsite
- Compensation
- $112,320 - $166,400/yr
- Posted
- 1 week ago
- Apply on
- rsm.wd1.myworkdayjobs.com
About this role
5+ years securities compliance/testing/QA; experience in second line of defense; Broker-Dealer and RIA regulatory knowledge; ability to work independently in fast-paced client environment.
What you'll do at Rsm:
- perform reviews
- assess policies
- validate regulations
Apply to this Manager – Securities Compliance QA (Global Banking ) role at Rsm with a tailored resume on ApplyBolt.