iCapital
Salt Lake City, Utah
Regulatory & Compliance - Assistant Vice President
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Apply to Regulatory & Compliance - Assistant Vice President at iCapitalJob details
- Location
- Salt Lake City, Utah
- Work type
- Hybrid
- Compensation
- $85,000 - $110,000/yr
- Posted
- 4 weeks ago
- Apply on
- job-boards.greenhouse.io
About this role
Bachelor's degree, 5+ years' experience (broker-dealer and RIA experience preferred), Rule 206(4)-1 and FINRA marketing knowledge, private funds experience, strong communication and project management; JD is a plus.
What you'll do at iCapital:
- reviewing materials
- performing testing
- updating policies
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