Ms
Baltimore or Dallas
Regulatory Inquiries Professional, Director
Job details
- Location
- Baltimore or Dallas
- Work type
- Onsite
- Compensation
- $70,000 - $125,000/yr
- Posted
- Apr 18, 2026
- Apply on
- ms.wd5.myworkdayjobs.com
About this role
Bachelor's degree; 4-7 years in Compliance in broker-dealer or regulatory environment; knowledge of SEC/FINRA/CME/CFTC; strong MS Office; ability to analyze trading data and books/records.
What you'll do at Ms:
- Handle inquiries
- Communicate regulators
- Analyze records
Apply to this Regulatory Inquiries Professional, Director role at Ms with a tailored resume on ApplyBolt.