Rsm
Dallas or New York
Senior Associate, Risk Consulting (Capital Markets Compliance)
Job details
- Location
- Dallas or New York
- Work type
- Onsite
- Compensation
- $73,500 - $139,700/yr
- Posted
- 3 weeks ago
- Apply on
- rsm.wd1.myworkdayjobs.com
About this role
Two+ years in BD/FCM/IB compliance or related controls; strong SEC/FINRA/CFTC/NFA knowledge; travel willingness.
What you'll do at Rsm:
- Assess programs
- Develop policies
- Audit programs
Apply to this Senior Associate, Risk Consulting (Capital Markets Compliance) role at Rsm with a tailored resume on ApplyBolt.