New York Life Insurance Co

Senior Associate, Suitability Compliance Principal

Hybrid$81,000 - $115,500/yrPosted 2 weeks ago

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Job details

Work type
Hybrid
Compensation
$81,000 - $115,500/yr
Posted
2 weeks ago
Apply on
jobs.newyorklife.com

About this role

3+ years securities experience; active FINRA Series 6 and 26 required; Series 7 and 24 preferred; bachelor’s degree preferred; strong written/verbal, investigative, and supervisory skills.

What you'll do at New York Life Insurance Co:

  • reviewing submissions
  • conducting surveillance
  • approving transactions

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About New York Life Insurance Co

New York Life Insurance Co