New York Life
New York City or
Senior Associate, Suitability Compliance Principal
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Apply to Senior Associate, Suitability Compliance Principal at New York LifeJob details
- Location
- New York City or
- Work type
- Hybrid
- Compensation
- $81,000 - $115,500/yr
- Posted
- 2 weeks ago
- Apply on
- careers.newyorklife.com
About this role
FINRA Series 6 and 26 required; 3+ years securities experience preferred; bachelor’s degree preferred; experience with suitability reviews, trade surveillance, investigations, and supervisory procedures.
What you'll do at New York Life:
- reviewing submissions
- conducting surveillance
- approving transactions
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