Vanguard
Texas or Dallas or Charlotte or Malvern or Scottsdale
Senior Brokerage Program Compliance Specialist
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Apply to Senior Brokerage Program Compliance Specialist at VanguardJob details
- Location
- Texas or Dallas or Charlotte or Malvern or Scottsdale
- Work type
- Hybrid
- Posted
- 1 week ago
- Apply on
- vanguard.wd5.myworkdayjobs.com
About this role
5+ years related experience (2+ in financial services compliance), undergraduate degree or equivalent, regulatory license/registration required (e.g., FINRA); experience with emerging technologies including AI valued.
What you'll do at Vanguard:
- advising stakeholders
- supporting exams
- overseeing policies
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