Your Opportunity
Southlake or Austin or Orlando
Senior Manager, Fund and Advisory Program Compliance
Job details
- Location
- Southlake or Austin or Orlando
- Work type
- Hybrid
- Compensation
- $105,000 - $145,000/yr
- Posted
- 3 weeks ago
- Apply on
- career-schwab.icims.com
About this role
5+ years in compliance/risk/audit in investment advisory/wealth management; knowledge of the Investment Company Act of 1940 and Investment Advisers Act; strong communication, collaboration, and problem-solving skills; ability to handle complex issues.
What you'll do at Your Opportunity:
- monitoring compliance
- reviewing policies
- preparing reports
Apply to this Senior Manager, Fund and Advisory Program Compliance role at Your Opportunity with a tailored resume on ApplyBolt.