Vanguard
Malvern or Scottsdale or Charlotte
Senior Regulatory Oversight Specialist
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Apply to Senior Regulatory Oversight Specialist at VanguardJob details
- Location
- Malvern or Scottsdale or Charlotte
- Work type
- Hybrid
- Posted
- 2 weeks ago
- Apply on
- vanguard.wd5.myworkdayjobs.com
About this role
Undergraduate degree or equivalent, 3+ years financial services/regulatory/compliance experience, Series 7/63/66 licensure (or ability to obtain), strong project management, communication, and independent work skills.
What you'll do at Vanguard:
- providing oversight
- analyzing trends
- managing relationships
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