Transamerica
Sr Sales Supervision Principal
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Apply to Sr Sales Supervision Principal at TransamericaJob details
- Work type
- Remote
- Compensation
- $70,000 - $80,000/yr
- Posted
- 3 weeks ago
- Apply on
- transamerica.wd5.myworkdayjobs.com
About this role
Bachelor's in finance/business or equivalent experience; 5 years suitability/best interest or compliance experience; Series 7 and 24 required; Series 63/65 or 66 and Series 51/53 required or to be obtained within 12 months; strong securities and regulatory knowledge; Microsoft Office proficiency.
What you'll do at Transamerica:
- conducting review
- ensuring compliance
- developing training
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