Td
New York, New York
VP Broker Dealer Regulatory Reporting
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Apply to VP Broker Dealer Regulatory Reporting at TdJob details
- Location
- New York, New York
- Work type
- Onsite
- Compensation
- $150,000 - $180,000/yr
- Posted
- Apr 27, 2026
- Apply on
- td.wd3.myworkdayjobs.com
About this role
7–12+ years in broker-dealer regulatory reporting or financial control; strong SEC Rule 15c3-1/3 expertise; FINRA/SEC filings; knowledge of broker-dealer ops; strong communication.
What you'll do at Td:
- Prepare regulatory reports
- Oversee net capital computations
- Monitor regulatory data integrity
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