Analyst, Compliance - Marketing

PIMCO is a global investment management firm specializing in active fixed income and public and private markets. The Marketing Compliance Analyst supports the Compliance Marketing Review team by monitoring social media and reviewing marketing and advertising materials for regulatory and internal policy compliance. The role also contributes to compliance initiatives, technology process improvements, and cross-functional advisory support.

What you'll do:

• Social media monitoring: Surveil social media activity for compliance with applicable regional regulations and firm policy. Deliver high-velocity compliance guidance to fast-moving marketing and sales teams
• Develop and enhance technology processes: Partner with team members to develop and/or enhance technology processes for compliance review of marketing materials
• Marketing Material Review: Evaluate and monitor marketing and advertising content for compliance with regulatory requirements and firm policies and procedures
• Compliance Implementation: Assist in applying compliance requirements across investment advisory and distribution activities
• Project Participation: Contribute to compliance initiatives and projects aimed at enhancing programs and processes
• Cross-Functional Collaboration: Partner with global teams, including marketing, product management, and operations, to deliver practical compliance solutions
• Advisory Support: Provide timely, accurate, and actionable compliance advice in a fast-paced environment
• Relationship Building: Foster strong partnerships within Legal & Compliance and across business units

What they're looking for:

• Education: Bachelor's Degree or International Degree equivalent
• Licensing: FINRA Series 7 and 24 (firm-sponsored; study time supported)
• Strong organizational and multitasking abilities
• Excellent written and verbal communication skills
• Ability to work independently while collaborating effectively within a team
• High sense of accountability, urgency, and adaptability
• Education: Bachelor's Degree or International Degree equivalent. (preferred in Accounting, Business, Finance, or Economics)
• Prior compliance experience in investment management or financial services is a plus
• Knowledge of diverse investment products and strategies (mutual funds, ETFs, private funds, fixed income, equities, alternatives) is advantageous

Benefits:

• A discretionary bonus
• FINRA Series 7 and 24 firm-sponsored; study time supported