TD Securities
New York City, New York
Associate, Regulatory and Supervisory Management
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Apply to Associate, Regulatory and Supervisory Management at TD SecuritiesJob details
- Location
- New York City, New York
- Work type
- Onsite
- Compensation
- $125,000/yr
- Posted
- 1 week ago
- Apply on
- td.wd3.myworkdayjobs.com
About this role
Bachelor's degree and 3+ years of related experience required. Capital markets experience, broker-dealer regulation knowledge, surveillance tools familiarity, analytical skills, and strong communication are preferred.
What you'll do at TD Securities:
- conducting reviews
- documenting findings
- escalating concerns
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