Cetera Financial Group Inc
Remote, Oregon

Compliance Analyst - Branch Exams

Remote$85,000 - $95,000/yrPosted 1 week ago

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Job details

Location
Remote, Oregon
Work type
Remote
Compensation
$85,000 - $95,000/yr
Posted
1 week ago
Apply on
ebhu.fa.us2.oraclecloud.com

About this role

Active Series 7, 24, and 66 licenses, or Series 63 and 65, plus 5+ years of relevant branch examination, broker-dealer operations, or securities compliance experience.

What you'll do at Cetera Financial Group Inc:

  • conducting examinations
  • investigating exceptions
  • preparing reports

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About Cetera Financial Group Inc

Cetera Financial Group Inc
Remote, Oregon