Cetera Financial Group Inc
Dallas, Texas

Compliance Analyst - Broker Dealer

Hybrid$66,000 - $95,000/yrPosted 3 weeks ago

Job details

Location
Dallas, Texas
Work type
Hybrid
Compensation
$66,000 - $95,000/yr
Posted
3 weeks ago
Apply on
ebhu.fa.us2.oraclecloud.com

About this role

1-3 years in broker-dealer compliance; FINRA Series 7 & 24; high school diploma (Bachelor's preferred); strong regulatory knowledge and analytical skills.

What you'll do at Cetera Financial Group Inc:

  • review applicants
  • identify concerns
  • develop questions

Apply to this Compliance Analyst - Broker Dealer role at Cetera Financial Group Inc with a tailored resume on ApplyBolt.

About Cetera Financial Group Inc

Cetera Financial Group Inc
Dallas, Texas