Gusto, Inc.
Denver or San Francisco or New York
Compliance Manager
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Apply to Compliance Manager at Gusto, Inc.Job details
- Location
- Denver or San Francisco or New York
- Work type
- Hybrid
- Compensation
- $110,640 - $164,792/yr
- Posted
- 4 weeks ago
- Apply on
- job-boards.greenhouse.io
About this role
5+ years compliance experience at FINRA-registered broker-dealers and SEC-registered investment advisers; active SIE, Series 7, Series 24; experience with advertising review, supervisory testing, books & records rules, ComplySci and Global Relay; AI governance familiarity.
What you'll do at Gusto, Inc.:
- maintaining registrations
- executing testing
- managing surveillance
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