Franklintempleton
New York City or Stamford or Boston

Compliance Officer (Business Analyst)

Hybrid$130,000 - $150,000/yrPosted Jul 20, 2026

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Job details

Location
New York City or Stamford or Boston
Work type
Hybrid
Compensation
$130,000 - $150,000/yr
Posted
Jul 20, 2026
Apply on
franklintempleton.wd5.myworkdayjobs.com

About this role

Bachelor's degree preferred,7 years financial services or marketing compliance experience,knowledge of SEC Marketing Rule and FINRA,Series 7 or 24 (or obtain within 6 months),Microsoft Office and compliance tool experience,strong writing and analytical skills.

What you'll do at Franklintempleton:

  • reviewing materials
  • improving workflows
  • reporting findings

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About Franklintempleton

Franklintempleton
New York City or Stamford or Boston