Franklintempleton
Baltimore, Maryland
Compliance Officer (Transfer Agent/Registration)
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Apply to Compliance Officer (Transfer Agent/Registration) at FranklintempletonJob details
- Location
- Baltimore, Maryland
- Work type
- Hybrid
- Compensation
- $125,000 - $145,000/yr
- Posted
- Jul 22, 2026
- Apply on
- franklintempleton.wd5.myworkdayjobs.com
About this role
7+ years in compliance, regulatory, transfer agency or broker-dealer roles; Bachelor's or equivalent experience; strong knowledge of SEC, FINRA, NFA, MSRB rules; policy development and regulatory filings experience.
What you'll do at Franklintempleton:
- providing oversight
- drafting policies
- submitting filings
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