Wells Fargo
New York City, New York
Lead Compliance Officer | Equities Trading Compliance
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Apply to Lead Compliance Officer | Equities Trading Compliance at Wells FargoJob details
- Location
- New York City, New York
- Work type
- Hybrid
- Compensation
- $143,000 - $224,000/yr
- Posted
- 1 week ago
- Apply on
- wf.wd1.myworkdayjobs.com
About this role
Requires 5+ years of compliance experience and 2+ years supporting CAT reporting. Knowledge of transaction reporting, equity products, regulations, risk controls, and strong analytical communication skills required.
What you'll do at Wells Fargo:
- monitoring compliance
- advising stakeholders
- assessing risks
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