Osaic
United States or Atlanta or Oakdale or La Vista or Scottsdale or St. Petersburg

REMOTE Senior Branch Office Examiner

Remote$80,000 - $85,000/yrPosted 1 week ago

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Job details

Location
United States or Atlanta or Oakdale or La Vista or Scottsdale or St. Petersburg
Work type
Remote
Compensation
$80,000 - $85,000/yr
Posted
1 week ago
Apply on
advisorgroup.wd1.myworkdayjobs.com

About this role

5+ years compliance or branch exam experience; FINRA Series 7 and 24 licenses required; knowledge of retail brokerage and investment products; strong communication; proficiency with Windows and MS applications; high school diploma required.

What you'll do at Osaic:

  • conducting branch exams
  • reviewing exam findings
  • mentoring junior team members

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About Osaic

Osaic
United States or Atlanta or Oakdale or La Vista or Scottsdale or St. Petersburg