Atlanta or La Vista or Oakdale or Scottsdale or St. Petersburg
Senior Compliance Analyst - Investment Advisory
Job details
- Location
- Atlanta or La Vista or Oakdale or Scottsdale or St. Petersburg
- Work type
- Hybrid
- Compensation
- $85,000 - $95,000/yr
- Posted
- 2 weeks ago
- Apply on
- advisorgroup.wd1.myworkdayjobs.com
About this role
Minimum high school diploma; 3+ years relevant experience with registered investment adviser, broker-dealer, or regulatory agency; knowledge of Investment Advisers Act of 1940; Microsoft Office proficiency; hybrid schedule requiring 4 days in office.
What you'll do at Osaic:
- providing compliance guidance
- responding to inquiries
- monitoring workflows
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