Td
New York, New York

Senior Compliance Officer - Monitoring and Testing (Associate) - TD Securities (US)

Onsite$100,000 - $130,000/yrPosted 2 weeks ago

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Job details

Location
New York, New York
Work type
Onsite
Compensation
$100,000 - $130,000/yr
Posted
2 weeks ago
Apply on
td.wd3.myworkdayjobs.com

About this role

BA/BS required, 5+ years experience with a registered US broker-dealer or regulator, strong analytical and project management skills, proficient in Word/Excel/PowerPoint; JD desirable.

What you'll do at Td:

  • executing testing
  • documenting exceptions
  • advising stakeholders

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About Td

Td
New York, New York