Td
New York, New York
Senior Compliance Officer - Monitoring and Testing (Associate) - TD Securities (US)
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Apply to Senior Compliance Officer - Monitoring and Testing (Associate) - TD Securities (US) at TdJob details
- Location
- New York, New York
- Work type
- Onsite
- Compensation
- $100,000 - $130,000/yr
- Posted
- 2 weeks ago
- Apply on
- td.wd3.myworkdayjobs.com
About this role
BA/BS required, 5+ years experience with a registered US broker-dealer or regulator, strong analytical and project management skills, proficient in Word/Excel/PowerPoint; JD desirable.
What you'll do at Td:
- executing testing
- documenting exceptions
- advising stakeholders
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