Charlotte, North Carolina
Senior Compliance Specialist - Surveillance Team
Job details
- Location
- Charlotte, North Carolina
- Work type
- Onsite
- Posted
- 3 weeks ago
- Apply on
- wf.wd1.myworkdayjobs.com
About this role
4+ years compliance experience or equivalent; 2+ years surveillance or monitoring experience desired; knowledge of AI tools; familiarity with equity, derivative, fixed income securities; Series 7 licensing; strong analytical and communication skills.
What you'll do at Wells Fargo:
- conducting surveillance
- investigating alerts
- preparing dispositions
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