Transamerica
Denver or Cedar Rapids or Baltimore or Philadelphia
Senior Director, Compliance - Broker Dealer & RIA
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Apply to Senior Director, Compliance - Broker Dealer & RIA at TransamericaJob details
- Location
- Denver or Cedar Rapids or Baltimore or Philadelphia
- Work type
- Hybrid
- Compensation
- $165,000 - $190,000/yr
- Posted
- Jul 24, 2026
- Apply on
- transamerica.wd5.myworkdayjobs.com
About this role
12+ years regulatory compliance/financial services experience, FINRA Series 7/24 or 6/26, leadership of compliance teams, strong regulatory knowledge (FINRA/SEC), executive communication, and experience with compliance programs.
What you'll do at Transamerica:
- leading compliance
- advising leaders
- overseeing monitoring
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